CCO Support

Acadia is able to provide you with a wide array of compliance solutions customized to suit your firm’s individual needs. Whether you are just beginning the registration process or have a compliance program in place that you would like to ensure is up to current standards, Acadia can help.

Turn Key Solutions. Acadia has developed its own set of compliance tools for investment advisers going through the registration process. We can provide you with a compliance manual, a business continuity plan, code of ethics, books and records requirements matrix, checklists and other necessary facets of a strong compliance program. These tools have been created by our experts over years of experience. We can also provide assistance writing your Form ADV.

CCO Support. Never before has compliance received so much attention from the media, the regulators and your clients. Let Acadia’s knowledgeable experts help you to ensure that your compliance program as well as its supervisory structure is one that will meet expectations. We can help you tailor your current program, create new procedures as your business grows, conduct on-going monitoring, as well as provide assistance during a regulatory exam.